National market system plan - PDFSEARCH.IO - Document Search Engine

National market system plan
Results: 233

#	Item
41	National Market System Plan Governing the Consolidated Audit Trail Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 16:52:42 United States securities law Financial system Self-regulatory organizations Finance 73rd United States Congress Chicago Stock Exchange Securities Exchange Act Regulation NMS National market system plan United States Securities and Exchange Commission Financial economics Financial markets
42	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]December 1, 2014 Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 11:25:16 Investment National market system plan Financial system Securities Exchange Act Stock exchange U.S. Securities and Exchange Commission Financial markets Financial economics Options Price Reporting Authority
43	26 of 31 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:42:25 Market liquidity Market maker National market system plan Economics Financial markets Finance NYSE Arca
44	October 2014 PIP Monthly Savings $12.0 $10.0 Add to Reading List Source URL: boxexchange.com Language: English - Date: 2014-10-02 15:03:03 Finance Exchange-traded fund Securities Industry and Financial Markets Association Futures contract Repurchase agreement National market system plan Rebate Short Market maker Financial markets Financial economics Investment
45	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 15, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Modifying Its Quote Mitigation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:15:36 Finance Options Price Reporting Authority National market system plan Securities Exchange Act Exchange-traded fund U.S. Securities and Exchange Commission Financial markets Financial economics Investment
46	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 1, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the TwentyFirst Charges Amendment to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:14:22 United States securities law Investment Technology Computer networking Consolidated Tape Association National market system plan Stock market Financial Industry Regulatory Authority Securities Exchange Act Financial markets Self-regulatory organizations Financial economics
47	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 15, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Modifying Its Quote Mitig Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:12:33 Finance Options Price Reporting Authority National market system plan Securities Exchange Act Exchange-traded fund New York Stock Exchange Pacific Exchange U.S. Securities and Exchange Commission Financial markets Financial economics Investment
48	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]September 25, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Quote Meter Audit Late Fee Twentiet Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-26 13:14:54 Financial economics United States securities law Computer networking Consolidated Tape Association Securities Exchange Act Financial system Regulation NMS National market system plan NYSE Arca Financial markets United States Securities and Exchange Commission Self-regulatory organizations
49	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 1, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twentieth Substantive Amendment to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-02 11:04:37 Economy of the United States Financial economics Investment James Madison Computer networking Consolidated Tape Association National market system plan Securities Exchange Act United States Bill of Rights Self-regulatory organizations Financial markets United States securities law
50	Self-Regulatory Organizations File CAT NMS Plan with the SEC September 30, 2014 – Washington, DC – The US national securities exchanges and the Financial Industry Regulatory Authority, Inc. (FINRA), collectively, the Add to Reading List Source URL: www.chx.com Language: English - Date: 2014-09-30 23:07:35 Financial economics United States securities law Corporate crime U.S. Securities and Exchange Commission Chicago Stock Exchange International Securities Exchange Financial Industry Regulatory Authority NASDAQ National market system plan Economy of the United States Self-regulatory organizations Financial markets

UPDATE